Session: Implications of Reg NMS on Best Execution for Broker/Dealers & Investment Advisers
Date: February 26, 2007
Time: 1 PM EDT
Venue: The New York Helmsley Hotel, NYC
Infosys is a silver sponsor of the Financial Research Associates LLC’s Fifth Annual Best Execution Symposium. The symposium will bring together leading practitioners to discuss the impact of SEC’s Reg NMS and soft dollar compliance regulations.
Thadi Murali, Principal Consultant – Banking and Capital Markets, Infosys, is on a panel that will discuss "Implications of Reg NMS on best execution for Broker/Dealers and Investment Advisers".
The panel will look at the four areas of REG NMS (below) and examine how each impact investment advisers and broker/ dealers.
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